| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Winner Zone Asset Management Limited | RO | 就证券提供意见 | 2026-06-30 | - |
| RO | 提供资产管理 | 2026-06-30 | - | |
| Rep | 就证券提供意见 | 2026-04-30 | 2026-06-30 | |
| Rep | 提供资产管理 | 2026-04-30 | 2026-06-30 | |
| SDG Asset Management (HK) Limited | RO | 就证券提供意见 | 2022-11-10 | 2026-04-17 |
| RO | 提供资产管理 | 2022-11-10 | 2026-04-17 | |
| Rep | 就证券提供意见 | 2017-03-15 | 2022-11-10 | |
| Rep | 提供资产管理 | 2017-03-15 | 2022-11-10 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-03-11 | 2017-02-20 |
| Rep | 就证券提供意见 | 2015-03-11 | 2017-02-20 | |
| Rep | 证券交易 | 2015-03-11 | 2017-02-20 | |
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2014-06-20 | 2015-01-30 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2011-02-24 | 2014-05-30 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-04-22 | 2011-02-01 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2010-03-24 | 2011-01-07 |
已采集记录中暂无金管局登记。