| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2020-03-10 | - |
| Rep | 提供资产管理 | 2020-03-10 | - | |
| Rep | 证券交易 | 2020-02-21 | - | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-11 | 2019-12-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2013-06-11 | 2019-12-29 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2011-09-16 | 2013-05-16 |