Woo, Tsing Yiu 胡政堯
证监会中央编号:AOH585
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2020-03-20 |
| Rep | 证券交易 | 2013-11-29 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-11-29 | 2020-03-20 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-01-14 | 2013-04-16 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2013-01-14 | 2013-04-16 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期货合约交易 | 2011-09-06 | 2012-12-21 |
| Rep | 证券交易 | 2011-09-06 | 2012-12-21 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2008-09-11 | 2011-08-13 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2008-09-11 | 2011-08-13 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-03-17 | 2008-07-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-03-17 | 2008-07-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-12-13 | 2008-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-12-13 | 2008-01-01 |