| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNI Securities Group Limited | Rep | 就证券提供意见 | 2017-08-07 | - |
| Rep | 证券交易 | 2013-10-25 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 证券交易 | 2011-08-10 | 2011-10-19 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2006-08-22 | 2009-06-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-11 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-27 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-27 | |
| Rep | 证券交易 | 2003-04-01 | 2005-11-01 |
金管局记录暂时无法加载，请稍后重试。