| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA TIMES SECURITIES LIMITED | Rep | 证券交易 | 2013-05-20 | 2020-10-29 |
| HANG TAI SECURITIES LIMITED | Rep | 证券交易 | 2007-01-10 | 2013-05-16 |
| GLS SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-27 |
| Rep | 就证券提供意见 | - | 2004-01-27 | |
| Rep | 提供资产管理 | - | 2004-01-27 | |
| Rep | 提供自动化交易服务 | - | 2004-08-25 | |
| Rep | 证券交易 | - | 2007-01-02 |