| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2018-08-09 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 证券交易 | 2010-07-09 | 2018-07-31 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2005-08-10 | 2010-02-28 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2004-05-13 | 2005-08-08 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-20 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-13 |