| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | Rep | 证券交易 | 2013-06-07 | - |
| Rep | 期货合约交易 | 2013-06-07 | 2022-05-30 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2006-06-07 | 2013-05-25 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2006-06-07 | 2013-05-25 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2004-03-03 | 2006-05-12 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-03-03 | 2006-05-12 |
| DAH SING SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-01 | |
| Rep | 证券交易 | 2003-04-01 | 2004-03-01 |