| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2015-06-25 | 2016-04-06 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2013-09-16 | 2015-03-26 |
| Oppenheimer Investments Asia Limited | RO | 就证券提供意见 | 2013-01-29 | 2013-08-31 |
| RO | 证券交易 | 2013-01-29 | 2013-08-31 | |
| Rep | 证券交易 | 2012-10-03 | 2013-01-29 | |
| Aletheia Analyst Network Limited | RO | 就证券提供意见 | 2008-06-03 | 2012-09-30 |
| RO | 证券交易 | 2008-06-03 | 2012-09-30 |