| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2019-09-18 | - |
| KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-07-08 | 2019-09-01 |
| Ko's Brother (Securities) Company | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-28 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-28 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-20 |