| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WANEXE SECURITIES (HK) LIMITED | RO | 杠杆式外汇交易 | 2018-08-07 | 2019-07-27 |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2012-06-06 | 2016-05-30 |
| CA Premium International (HK) Limited | Rep | 杠杆式外汇交易 | 2010-10-07 | 2017-02-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2008-09-30 | 2008-12-19 |
| Rep | 期货合约交易 | 2008-07-21 | 2008-12-19 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-07-21 | 2008-12-19 |