| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LONGREACH GROUP LIMITED, THE | Rep | 就证券提供意见 | 2011-04-01 | 2014-08-13 |
| Rep | 提供资产管理 | 2011-04-01 | 2014-08-13 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2009-10-02 | 2011-02-22 |
| Rep | 证券交易 | 2009-10-02 | 2011-02-22 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2009-10-02 | 2011-02-22 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-10-02 | 2009-07-31 |
| Rep | 就证券提供意见 | 2008-10-02 | 2009-07-31 | |
| Rep | 证券交易 | 2008-10-02 | 2009-07-31 |