| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mitsubishi UFJ Investment Services (HK) Limited | Rep | 就证券提供意见 | 2010-11-01 | 2017-06-20 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2009-08-24 | 2010-10-15 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-03-20 | 2010-10-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-07-27 | 2008-02-05 |