| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited | Rep | 就证券提供意见 | 2026-09-11 | - |
| Rep | 提供资产管理 | 2015-08-10 | - | |
| RO | 就证券提供意见 | 2015-08-10 | 2026-09-11 | |
| Rep | 就证券提供意见 | 2015-08-07 | 2015-08-10 | |
| ENTRUSTPERMAL (HONG KONG) LIMITED (TRADING AS ENTRUST GLOBAL) | RO | 就证券提供意见 | 2007-08-27 | 2015-07-30 |
| RO | 证券交易 | 2006-03-09 | 2015-07-30 | |
| PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-30 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-22 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-04-27 | |
| Rep | 证券交易 | 2003-04-01 | 2005-04-27 |
已采集记录中暂无金管局登记。