| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CBH Asia Limited | Rep | 就证券提供意见 | 2019-06-20 | - |
| Rep | 提供资产管理 | 2019-06-20 | - | |
| Rep | 证券交易 | 2019-06-20 | - | |
| PFC INTERNATIONAL COMPANY LIMITED | Rep | 就证券提供意见 | 2008-08-04 | 2019-06-06 |
| Rep | 提供资产管理 | 2008-08-04 | 2019-06-06 | |
| Rep | 证券交易 | 2008-08-04 | 2019-06-06 | |
| AP Asset Management (HK) Limited | Rep | 证券交易 | 2004-12-17 | 2008-09-26 |
| Rep | 就证券提供意见 | 2004-09-03 | 2008-09-26 | |
| Rep | 提供资产管理 | 2004-09-03 | 2008-09-26 | |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-14 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-16 | |
| Rep | 证券交易 | 2003-04-01 | 2004-08-16 |