Personnel Hong Kong SFC License Details (ID 99686)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Going Securities Limited	RO	就期货合约提供意见	2026-04-28	2026-04-30
	RO	就证券提供意见	2026-04-28	2026-04-30
	RO	提供资产管理	2026-04-28	2026-04-30
	RO	期货合约交易	2026-04-28	2026-04-30
	RO	证券交易	2026-04-28	2026-04-30
	Rep	就期货合约提供意见	2026-03-11	2026-04-28
	Rep	就证券提供意见	2026-03-11	2026-04-28
	Rep	提供资产管理	2026-03-11	2026-04-28
	Rep	期货合约交易	2026-03-11	2026-04-28
	Rep	证券交易	2026-03-11	2026-04-28
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	RO	就证券提供意见	2022-03-21	2026-01-31
	RO	提供资产管理	2022-03-21	2026-01-31
	RO	证券交易	2022-03-21	2026-01-31
	Rep	证券交易	2022-03-16	2022-03-21
Holly International Financial Holdings Limited	RO	证券交易	2020-08-17	2021-12-31
	Rep	证券交易	2020-08-05	2020-08-17
	Rep	期货合约交易	2020-08-05	2021-12-31
Tongjin Securities Limited	RO	就期货合约提供意见	2020-01-17	2020-06-02
	RO	就证券提供意见	2020-01-17	2020-06-02
	RO	期货合约交易	2020-01-17	2020-06-02
	RO	证券交易	2020-01-17	2020-06-02
China Investment Fund International Securities Limited	RO	就证券提供意见	2019-08-19	2020-01-10
	RO	证券交易	2019-08-19	2020-01-10
	Rep	证券交易	2019-07-23	2019-08-19
Verity Capital Limited	RO	提供资产管理	2018-09-27	2019-06-30
GREATER CHINA SECURITIES LIMITED	RO	证券交易	2018-07-18	2019-06-30
	Rep	证券交易	2018-06-19	2018-07-18
Rich Bay Securities Limited	RO	证券交易	2017-07-24	2018-04-30
	Rep	证券交易	2017-06-09	2017-07-24
China Sunrise Securities (International) Limited	RO	证券交易	2016-06-22	2017-05-14
Changjiang Securities Brokerage (HK) Limited	RO	就证券提供意见	2016-03-23	2016-05-31
	RO	证券交易	2016-03-23	2016-05-31
Changjiang Futures (HK) Limited	Rep	期货合约交易	2012-08-15	2016-05-31
Changjiang Securities Brokerage (HK) Limited	Rep	就证券提供意见	2012-08-15	2016-03-23
	Rep	证券交易	2012-08-15	2016-03-23
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	就证券提供意见	2011-06-23	2012-07-27
	Rep	证券交易	2011-06-23	2012-07-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2008-09-12	2011-06-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2006-03-20	2011-06-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2006-03-20	2011-06-09

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