Personnel SFC Licences and HKMA Registrations (ID 99702)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHIEF SECURITIES LIMITED	RO	期货合约交易	2026-02-10	-
	RO	证券交易	2026-02-10	-
	Rep	就证券提供意见	2025-09-01	-
	Rep	期货合约交易	2025-09-01	2026-02-10
	Rep	证券交易	2025-09-01	2026-02-10
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2017-04-13	2025-08-31
CHIEF SECURITIES LIMITED	Rep	就证券提供意见	2017-04-13	2025-08-31
	Rep	证券交易	2017-04-13	2025-08-31
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2016-08-08	2017-03-22
MIB SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2016-08-08	2017-03-22
	Rep	证券交易	2016-08-08	2017-03-22
CHIEF SECURITIES LIMITED	Rep	就证券提供意见	2016-01-11	2016-07-31
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2013-10-25	2016-07-31
CHIEF SECURITIES LIMITED	Rep	证券交易	2013-10-25	2016-07-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	期货合约交易	2013-06-26	2013-09-18
	Rep	证券交易	2013-06-26	2013-09-18
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2013-05-07	2013-06-18
WING FUNG SECURITIES LIMITED	Rep	证券交易	2013-05-07	2013-06-18
PO SANG SECURITIES LIMITED	Rep	证券交易	2012-04-20	2013-04-29
	Rep	期货合约交易	2008-09-05	2013-04-29

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。