| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | RO | 就证券提供意见 | 2012-06-12 | 2017-02-10 |
| RO | 证券交易 | 2012-06-12 | 2017-02-10 | |
| Rep | 就证券提供意见 | 2011-03-21 | 2012-06-12 | |
| Rep | 证券交易 | 2011-03-21 | 2012-06-12 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-03-20 | 2011-03-18 |
| Rep | 证券交易 | 2004-04-27 | 2011-03-18 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2004-01-31 | 2004-04-01 |