| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INVESTPORT (H.K.) LIMITED | Rep | 就证券提供意见 | 2017-08-16 | 2017-10-12 |
| Rep | 提供资产管理 | 2017-08-16 | 2017-10-12 | |
| Rep | 证券交易 | 2017-08-16 | 2017-10-12 | |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 就证券提供意见 | 2016-10-26 | 2017-04-19 |
| RO | 提供资产管理 | 2016-10-26 | 2017-04-19 | |
| RO | 证券交易 | 2016-10-26 | 2017-04-19 | |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 证券交易 | 2014-04-14 | 2016-08-10 |
| PRIME SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-02-04 | 2013-11-29 |
| PATTERSON FINANCIAL SERVICES LIMITED | Rep | 就证券提供意见 | 2005-06-07 | 2006-06-13 |