| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | 就证券提供意见 | 2014-05-16 | 2017-05-01 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | RO | 就证券提供意见 | 2013-06-13 | 2017-05-01 |
| RO | 证券交易 | 2013-06-13 | 2017-05-01 | |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | RO | 就证券提供意见 | 2011-08-17 | 2017-05-01 |
| RO | 证券交易 | 2011-08-17 | 2017-05-01 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2008-02-18 | 2010-06-01 |
| RO | 证券交易 | 2008-02-18 | 2010-06-01 | |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-04-22 | 2005-12-01 |