| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 证券交易 | 2019-08-29 | 2022-01-07 |
| Rep | 期货合约交易 | 2018-01-08 | 2022-01-07 | |
| Qantex Capital Markets Limited | Rep | 期货合约交易 | 2011-07-04 | 2017-10-03 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2007-09-21 | 2011-04-14 |
| Rep | 证券交易 | 2007-09-21 | 2011-04-14 |