| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TULLETT PREBON (HONG KONG) LIMITED | RO | 期货合约交易 | 2025-09-08 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 期货合约交易 | 2025-03-05 | - |
| RO | 证券交易 | 2025-03-05 | - | |
| Rep | 期货合约交易 | 2024-12-09 | 2025-03-05 | |
| Rep | 证券交易 | 2024-12-09 | 2025-03-05 | |
| TULLETT PREBON (HONG KONG) LIMITED | RO | 期货合约交易 | 2023-07-14 | 2024-12-06 |
| RO | 证券交易 | 2023-07-14 | 2024-12-06 | |
| Rep | 期货合约交易 | 2023-04-03 | 2023-07-14 | |
| Rep | 证券交易 | 2023-04-03 | 2023-07-14 | |
| RO | 证券交易 | 2019-02-27 | 2021-12-31 | |
| Rep | 证券交易 | 2018-01-02 | 2019-02-27 | |
| Rep | 期货合约交易 | 2018-01-02 | 2021-12-31 | |
| Qantex Capital Markets Limited | RO | 证券交易 | 2015-04-29 | 2017-09-29 |
| Rep | 证券交易 | 2012-06-08 | 2015-04-29 | |
| Rep | 期货合约交易 | 2009-12-04 | 2017-09-29 |
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