| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rabo Brokerage HK Limited | RO | 证券交易 | 2007-09-12 | 2013-08-01 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2004-12-07 | 2005-02-07 |
| RO | 证券交易 | 2004-12-07 | 2005-04-11 | |
| Rep | 证券交易 | 2004-06-29 | 2004-12-07 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2003-12-05 | 2004-06-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-12-05 | 2004-06-14 |