| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-04-11 | 2024-06-07 |
| Rep | 证券交易 | 2016-02-17 | 2024-06-07 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2013-05-03 | 2015-05-13 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2013-05-03 | 2013-08-31 |
| Rabo Brokerage HK Limited | Rep | 证券交易 | 2008-09-22 | 2013-04-12 |
| Planetree Futures Limited | Rep | 期货合约交易 | 2004-05-27 | 2005-03-18 |
| Planetree Securities Limited | Rep | 证券交易 | 2004-05-27 | 2005-03-18 |