| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited | RO | 就机构融资提供意见 | 2011-11-09 | 2012-11-01 |
| RO | 就证券提供意见 | 2011-09-15 | 2012-11-01 | |
| RO | 证券交易 | 2011-09-15 | 2012-11-01 | |
| SG Asset Finance (Hong Kong) Limited | RO | 证券交易 | 2006-06-19 | 2008-01-31 |
| Rep | 证券交易 | 2006-06-14 | 2006-06-19 |