| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | 证券交易 | 2009-10-09 | 2011-12-31 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-09-19 | 2008-12-13 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-03-25 | 2007-07-10 |
| Rep | 就机构融资提供意见 | 2003-10-23 | 2007-07-10 |