| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | RO | 证券交易 | 2022-11-14 | - |
| RO | 就证券提供意见 | 2020-10-19 | - | |
| RO | 提供资产管理 | 2019-01-11 | - | |
| Rep | 提供资产管理 | 2016-06-20 | 2019-01-11 | |
| Rep | 就证券提供意见 | 2016-04-25 | 2020-10-19 | |
| Rep | 证券交易 | 2016-04-25 | 2022-11-14 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-04-14 | 2016-01-08 |
| HALCYON SECURITIES LIMITED | Rep | 证券交易 | 2013-05-02 | 2013-07-22 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2010-05-25 | 2013-04-30 |