| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Conning Asia Pacific Limited | Rep | 就证券提供意见 | 2020-12-09 | - |
| Rep | 提供资产管理 | 2020-11-23 | - | |
| Rep | 证券交易 | 2020-11-23 | - | |
| CSOP Asset Management Limited | Rep | 提供资产管理 | 2020-02-17 | 2020-11-13 |
| Rep | 证券交易 | 2020-02-17 | 2020-11-13 | |
| GF International Investment Management Limited | Rep | 提供资产管理 | 2018-02-26 | 2020-02-07 |
| Rep | 证券交易 | 2018-02-26 | 2020-02-07 | |
| Rep | 证券交易 | 2016-10-14 | 2018-01-19 | |
| Rep | 就证券提供意见 | 2014-02-26 | 2018-01-19 | |
| Rep | 提供资产管理 | 2014-02-26 | 2018-01-19 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2010-10-14 | 2014-02-15 |
| Rep | 提供资产管理 | 2010-10-14 | 2014-02-15 | |
| JINRUI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-04-23 | 2009-07-23 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 证券交易 | 2007-06-28 | 2009-02-28 |
已采集记录中暂无金管局登记。