| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-24 | 2014-08-31 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-01-21 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2013-01-21 | 2014-08-31 |
| Rep | 提供资产管理 | 2013-01-21 | 2014-08-31 | |
| Rep | 证券交易 | 2013-01-21 | 2014-08-31 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2011-11-02 | 2013-01-01 |
| RO | 提供资产管理 | 2011-11-02 | 2013-01-01 | |
| Rep | 就证券提供意见 | 2005-11-02 | 2011-11-02 | |
| Rep | 提供资产管理 | 2005-11-02 | 2011-11-02 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-04-20 | 2005-09-13 |