| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2023-07-12 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2023-03-01 | 2023-06-30 |
| Hong Kong Stock Link Securities Limited | Rep | 证券交易 | 2019-11-19 | 2023-02-10 |
| Solomon JFZ (Asia) Holdings Limited | RO | 证券交易 | 2018-12-05 | 2019-11-15 |
| Hong Kong Stock Link Securities Limited | Rep | 证券交易 | 2015-11-17 | 2018-10-31 |
| RO | 证券交易 | 2012-02-28 | 2015-11-17 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-04 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-04 | |
| Rep | 证券交易 | 2003-04-01 | 2012-02-28 |
已采集记录中暂无金管局登记。