| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-09-11 | 2021-06-30 |
| Rep | 证券交易 | 2020-09-11 | 2021-06-30 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-01-02 | 2020-09-01 |
| Rep | 证券交易 | 2019-01-02 | 2020-09-01 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2016-02-15 | 2018-10-31 |
| Rep | 证券交易 | 2016-02-15 | 2018-10-31 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2009-12-17 | 2016-01-15 |
| Rep | 证券交易 | 2009-12-17 | 2016-01-15 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2006-12-28 | 2009-10-09 |
| Rep | 证券交易 | 2006-12-28 | 2009-10-09 |