| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 期货合约交易 | 2017-02-15 | - |
| Rep | 证券交易 | 2017-02-15 | - | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-09-26 | 2016-12-30 |
| Rep | 证券交易 | 2011-09-26 | 2016-12-30 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2009-12-21 | 2011-09-25 |
| Rep | 证券交易 | 2009-12-21 | 2011-09-25 |