| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SynerWealth Asset Management Limited | RO | 提供资产管理 | 2018-01-18 | 2021-01-28 |
| SynerWealth Financial Limited | RO | 证券交易 | 2012-02-13 | 2016-06-29 |
| Rep | 证券交易 | 2009-05-15 | 2012-02-13 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2008-03-04 | 2008-11-14 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2008-02-19 | 2008-06-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-07-10 | 2007-12-14 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2007-07-03 | 2007-12-14 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-01-23 | 2007-04-27 |