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Public Disciplinary Actions
SFAT schedules hearing on HSBC's sales of Lehman products for May 2016
SFC, 09-Oct-2015
Orgs
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 08-Oct-2010
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Shek Lai San v SFC & HKMA
HK Court of First Instance, 30-Apr-2010
A Lehman Minibond victim unsuccessfully seeks leave for judicial review of the SFC and HKMA's decision to reach a settlement agreement with 15 banks.
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High Court rules Lehman Brothers must turn over documents to SFC
SFC, 21-Aug-2009
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Sun Hung Kai agrees with SFC to repurchase Lehman Minibonds at face value
SFC, 22-Jan-2009
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Lessons from Lehman Minibonds
Webb-site.com, 20-Oct-2008
Webb-site.com looks beyond the Lehman minibonds fiasco and proposes three steps to reform the regulatory system for the sale of financial products. Without such reforms, there is a risk of either repeated crises or an outright ban on the sale of such products. Tell us what you think in our opinion poll.
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Topics
Retail brokerages not wobbly post-Lehman collapse
SFC, 17-Sep-2008
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SFC issues Restriction Notices on Lehman Brothers' entities in HK
SFC, 16-Sep-2008
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Takeovers Panel issues decision
HK Takeovers and Mergers Panel, 30-Jul-2008
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