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LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

SFC Inactive
SFC ID:AAE689
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SFC licences & institution history

No current licences
SFC ID:AAE689

Lehman Brothers Asia Limited

2 former names

  1. Shearson/Lehman Brothers Asia Limited

    Earlier period—1986.09.26

    SFC name change: 1986.09.26

    No SFO licence period listed under this name

  2. Shearson Lehman Hutton Asia Limited

    1986.09.26—1991.02.12

    SFC name change: 1991.02.12

    No SFO licence period listed under this name

  3. Lehman Brothers Asia Limited

    1991.02.12—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Lehman Brothers Asia Limited (AAE689)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2024.11.13
TYPE 2Dealing in futures contracts
  • 2003.04.01—2024.11.13
TYPE 4Advising on securities
  • 2003.04.01—2024.11.13
TYPE 5Advising on futures contracts
  • 2003.04.01—2003.09.19
TYPE 6Advising on corporate finance
  • 2003.04.01—2024.11.13
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.19
TYPE 9Asset management
  • 2003.04.01—2003.09.19