Webb-site Legacy

LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

SFC Inactive

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2024-11-13
C	Advising on futures contracts	-	2003-09-19
C	Advising on securities	-	2024-11-13
C	Asset management	-	2003-09-19
C	Automated trading services	-	2003-09-19
C	Dealing in futures contracts	-	2024-11-13
C	Dealing in securities	-	2024-11-13