SFC fines 2 JPMorgan entities HK$5.6m for regulatory breaches
SFC, 20-Oct-2016
Orgs
SFC bans Benjamin Zhu Zhiwei, ex-JP Morgan, for 18 months
SFC, 07-May-2015
Zhu traded CFDs in a friend's account by sending trade instructions to his
friend via his work email address. Not very smart if you are trying to hide your tracks!
Orgs
People
SFC bans Ms Sui Yu for 3 months for regulatory breaches
SFC, 19-Nov-2013
...more than 4 years after the event.
Orgs
People
JPMorgan’s fruitful ties to Wen Jiabao's daughter
New York Times, 14-Nov-2013
Orgs
People
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Public Disciplinary Actions