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JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

SFC Licensed
SFC ID:AAL996
CCASS ID:C00063
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SFC licences & institution history

Currently licensed
SFC ID:AAL996

JPMorgan Chase Bank, National Association

3 former names

  1. Chemical Bank

    Earlier period—1996.07.13

    SFC name change: 1996.07.13

    No SFO licence period listed under this name

  2. The Chase Manhattan Bank

    1996.07.13—2001.12.06

    SFC name change: 2001.12.06

    No SFO licence period listed under this name

  3. JPMorgan Chase Bank

    2001.12.06—2004.11.13

    SFC name change: 2004.11.13

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. JPMorgan Chase Bank, National Association

    2004.11.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of JPMorgan Chase Bank, National Association (AAL996)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2005.03.07
TYPE 9Asset management
  • 2003.04.01—Present