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ORIENT SECURITIES LIMITED Public Disciplinary Actions
ORIENT SECURITIES LIMITED 東方匯財證券有限公司
SFC Licensed
SFC ID:
AFP038
CCASS ID:
B01716
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC Suspends Mr Ting Chung Man, Mr Or Kam Kai and Mr Lam Shing Wan for breaches of the Code of Conduct
SFC, 15-Dec-2005
Orgs
People
SFC prosecutes Ms Lama Chang Kit Sun for aiding & abetting unregistered dealing
SFC, 12-Nov-2004
Orgs
People
SFC prosecutes Mr Dickson Cheung Tak Shun for unregistered dealing
SFC, 28-Oct-2004
Orgs
People