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ORIENT SECURITIES LIMITED 東方匯財證券有限公司

SFC Licensed
SFC ID:AFP038
CCASS ID:B01716
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SFC licences & institution history

Currently licensed
SFC ID:AFP038

Orient Securities Limited

2 former names

  1. Trading Guru SecuritiesLimited

    Earlier period—1999.11.05

    SFC name change: 1999.11.05

    No SFO licence period listed under this name

  2. TradingGuru.com SecuritiesLimited

    1999.11.05—2004.09.08

    SFC name change: 2004.09.08

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. Orient Securities Limited

    2004.09.08—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Orient Securities Limited (AFP038)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.18
TYPE 7Providing automated trading services
  • 2003.04.01—2005.01.18
TYPE 9Asset management
  • 2003.04.01—2005.01.18
  • 2019.04.12—Present