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SFC ID:AAK018
CCASS ID:B01324
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Public Disciplinary Actions
SFC disciplines Stephen Kwan Chi Shing for misrepresentation in licence application
SFC, 08-Sep-2009
Orgs
People
SFC reprimands Lippo Securities Ltd and suspends Richard Han Sze Chao, Cuthbert Chan Ka Lok & Angie Yeung
SFC, 03-Oct-2005
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People
Topics
SFC prosecutes Richard Han Sze Chao for market manipulation in Fortuna (0530)
SFC, 28-Jul-2004
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SFC suspends registrations of Mr Leong Sai Cheong
SFC, 27-Jul-2000
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People
Registrations of Ms Eleanor Sak revoked
SFC, 31-Dec-1998
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People
Topics
Censure of Lippo Securities Limited, Mr Cheng Ka Wa & Mr Ng Kwok Fung
SFC & SEHK, 09-Jul-1998
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People