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Funderstone Securities Limited

SFC Licensed
SFC ID:AAK018
CCASS ID:B01324
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SFC licences & institution history

Currently licensed
SFC ID:AAK018

Funderstone Securities Limited

3 former names

  1. Raytrack Limited

    Earlier period—1990.06.12

    SFC name change: 1990.06.12

    No SFO licence period listed under this name

  2. Lippo Securities (HK) Limited

    1990.06.12—1991.03.21

    SFC name change: 1991.03.21

    No SFO licence period listed under this name

  3. Lippo Securities Limited

    1991.03.21—2019.05.22

    SFC name change: 2019.05.22

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. Funderstone Securities Limited

    2019.05.22—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Funderstone Securities Limited (AAK018)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present