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Nuveen Hong Kong Limited

SFC Licensed
SFC ID:BJH146
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SFC licences & institution history

Currently licensed
SFC ID:BJH146

Nuveen Hong Kong Limited

2 former names

  1. TH Real Estate (Hong Kong) Limited

    Earlier period—2016.09.29

    SFC name change: 2016.09.29

    No SFO licence period listed under this name

  2. TIAA Global Asset Management Hong Kong Limited

    2016.09.29—2017.07.21

    SFC name change: 2017.07.21

    Licences in this name periodTYPE 1TYPE 4

  3. Nuveen Hong Kong Limited

    2017.07.21—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Nuveen Hong Kong Limited (BJH146)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2017.06.21—Present
TYPE 4Advising on securities
  • 2017.06.21—Present
TYPE 9Asset management
  • 2019.04.16—Present