Webb-site Legacy

Home

Nuveen Hong Kong Limited

SFC Licensed
SFC ID:BJH146
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout
Licensed staff trend
Monthly unique staff snapshots from the SFC licence register
0
Latest monthly change: 0

A person with multiple activities is counted once in each monthly snapshot.

Licensed personnel flows

Derived from public SFC principal history. This is not a complete employment history; overlapping or tied records are not assigned a direction.

Main Board
No.NamePositionFromUntilGender
No data available
SFC Licenses
RO = Responsible Officer; Rep = Representative
NameSFC IDLicencesFromUntilGender
1 Chang Jae Ho (SFC:BPU322)BPU322
2022-06-01--
2 Ghuman Jagdeep Singh (SFC:BNV380)BNV380
2025-02-07--
3 Kavanagh Louise Margaret (SFC:APJ851)APJ851
2019-04-16-F
4 Wong Wai Chung (SFC:AUM604) 王瑋中AUM604
2022-06-01--
5 Zhou Jing (SFC:BQS804) 周靜BQS804
2024-04-12--
6 Cameron Mark William (SFC:BTB128) 甘穆仁BTB128
2022-10-27-M
7 Chan David Hantang (SFC:ATH921) 陳漢唐ATH921
2021-11-12-M
8 Chang Lin Lin (SFC:APK366) 張玲菱APK366
2024-10-02--
9 Chu Kwan Pik Charlotte (SFC:BWI357) 朱君璧BWI357
2025-06-16-F
10 Chung Kai Man (SFC:BSI353) 鍾啟文BSI353
2022-04-27--
11 Koo Bon Soo (SFC:BOR645)BOR645
2024-01-26--
12 Kwok Man Sin (SFC:AYJ714) 郭文倩AYJ714
2021-07-27--
13 Lam Carol Wan Yeung (SFC:AOQ811) 林韻洋AOQ811
2022-08-19-F
14 Lam Wing Shuen (SFC:ALQ164) 林泳鏇ALQ164
2024-10-31--
15 Lee-Tong Georgette Chi Wai (SFC:BEV745) 唐李之慧BEV745
2019-12-09-F
16 Tang Lok Yi (SFC:BTY067) 鄧樂宜BTY067
2023-07-14--
17 Wang Xiao (SFC:BGV484) 王笑BGV484
2024-07-23--