Personnel Hong Kong SFC License Details (ID 115178)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Nuveen Hong Kong Limited	Rep	Advising on securities	2024-10-31	-
	Rep	Dealing in securities	2024-10-31	-
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	2023-02-23
	Rep	Dealing in securities	2021-05-26	2022-06-30
Amundi Hong Kong Limited	Rep	Advising on securities	2019-11-21	2021-05-07
	Rep	Dealing in securities	2019-11-21	2021-05-07
BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-26	2005-08-16