Personnel Hong Kong SFC License Details (ID 2373435)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nuveen Hong Kong Limited	Rep	Advising on securities	2019-12-09	-
	Rep	Dealing in securities	2019-12-09	-
MUFG Securities Asia Limited	Rep	Advising on securities	2017-09-13	2019-10-25
	Rep	Dealing in securities	2017-09-13	2019-10-25
BlackRock Asset Management North Asia Limited	Rep	Asset management	2015-01-20	2015-08-31
	Rep	Advising on securities	2015-01-20	2017-03-10
	Rep	Dealing in securities	2015-01-20	2017-03-10