| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Advising on securities | 2024-04-12 | - |
| RO | Dealing in securities | 2024-04-12 | - | |
| Rep | Advising on securities | 2021-02-25 | 2024-04-12 | |
| Rep | Dealing in securities | 2021-02-25 | 2024-04-12 |
No HKMA registrations in the collected records.