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Tang, Lok Yi 鄧樂宜 Hong Kong SFC License Details (ID 30406083)
Tang, Lok Yi 鄧樂宜
SFC ID:
BTY067
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Nuveen Hong Kong Limited
Rep
Advising on securities
2023-07-14
-
Rep
Dealing in securities
2023-07-14
-