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Public Disciplinary Actions
Ms Zuo Ping censured and cold-shouldered for 6 years for failing to make offer for CBK (8428) after buying 30%
SFC
SFC, 15-Nov-2024
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SFC issues restriction notices to 10 brokers to freeze client accounts linked to a suspected social media ramp-and-dump scam
SFC
SFC, 25-Apr-2023
The subsequent Gazette notices reveal that the stock involved is Grand Talents (8516). We calculate that the total amount frozen across 10 brokers is HK$379m.
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