uSmart Securities Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	2024-12-10	-
C	Advising on futures contracts	2026-01-06	-
C	Advising on securities	2017-07-13	-
C	Asset management	2017-07-13	-
C	Dealing in futures contracts	2026-01-06	-
C	Dealing in securities	2017-07-13	-

uSmart Securities Limited 盈立證券有限公司