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STOCKWELL SECURITIES LIMITED 常滙證券有限公司

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SFC ID:BSM120
CCASS ID:B01253
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Public Disciplinary Actions
SFC fines Mr Ng Hung Kan, ex-Stockwell Securities Ltd, HK$44k for secret account
SFC, 08-Nov-2006
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People
SFC suspends Mr Johnnie Choy Tin Woo for 5 months for misleading SFC and naked short selling
SFC, 18-Oct-2004
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People
SFC suspends Mr Chu Sung Hei of Stockwell Securities Ltd for 15 weeks for client account failings
SFC, 20-Jul-2004
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People
SFC reprimands Mr Luk Kwok On for improperly applying for excess rights issue shares via his relative's account
SFC, 05-Jan-2004
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People
SFC prosecutes Chan Shing Chun for naked short selling and market manipulation and Johnnie Choy Tin Woo for naked short selling
SFC, 25-Mar-2003
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People
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