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STOCKWELL SECURITIES LIMITED 常滙證券有限公司

SFC Licensed
SFC ID:BSM120
CCASS ID:B01253
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SFC licences & institution history

2022.07.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BSM120

Stockwell Securities Limited

Licences of Stockwell Securities Limited (BSM120)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2022.07.01—Present
TYPE 2Dealing in futures contracts
  • 2022.07.01—Present

Before amalgamation

Historical institution
SFC ID:AAD361

Stockwell Securities Limited

Licences of Stockwell Securities Limited (AAD361)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2022.06.30
TYPE 4Advising on securities
  • 2003.04.01—2004.11.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.25
TYPE 7Providing automated trading services
  • 2003.04.01—2003.07.07
TYPE 9Asset management
  • 2003.04.01—2004.11.25
Historical institution
SFC ID:AAJ019

Stockwell Commodities Limited

1 former names

  1. O & S (Commodities) Limited

    Earlier period—1994.04.27

    SFC name change: 1994.04.27

    No SFO licence period listed under this name

  2. Stockwell Commodities Limited

    1994.04.27—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of Stockwell Commodities Limited (AAJ019)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2022.06.30
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.02.22
TYPE 9Asset management
  • 2003.04.01—2005.02.22